Broker Check

Our Relationship With LPL

We have chosen LPL Financial as our Broker-Dealer to ensure we can offer our clients wealth management advice and solutions that are second to none.  Supported by the resources of LPL, we can also ensure our wealth management practice will deliver exceptional client service and at the same time allow us to have access to the broad range of experience required to plan, implement, and monitor our comprehensive wealth management approach.

LPL Financial at a Glance

Thoughtful, balanced guidance is a fundamental need for everyone.  LPL provides advisors and financial institutions the tools they need to develop meaningful, long-term client relationships.  LPL helps independent financial advisors support their clients with research, technology, compliance, access to an ever-growing array of products, continuing education, and more. 

LPL Financial (Nasdaq: LPLA) was founded on the principle that the firm should work for the advisor, and not the other way around. Today, LPL is a leader in the markets we serve,* supporting nearly 20,000 financial advisors, and approximately 800 institution-based investment programs and 500 independent RIA firms nationwide. We are steadfast in our commitment to the advisor-centered model and the belief that Americans deserve access to personalized guidance from a financial advisor. At LPL, independence means that advisors have the freedom they deserve to choose the business model, services, and technology resources that allow them to run their perfect practice. And they have the freedom to manage their client relationships, because they know their clients best. Simply put, we take care of our advisors, so they can take care of their clients.

*Top RIA custodian (Cerulli Associates, 2020 U.S. RIA Marketplace Report); No. 1 Independent Broker-Dealer in the U.S (Based on total revenues, Financial Planning magazine 1996-2021); No. 1 provider of third-party brokerage services to banks and credit unions (2020-2021 Kehrer Bielan Research & Consulting Annual TPM Report); Fortune 500 Company as of June 2021. LPL and its affiliated companies provide financial services only from the United States.

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